Due Diligence Center

This resource was created to aid your credit union as it performs due diligence research and obtains necessary documentation. The Due Diligence Center centralizes the items most frequently requested by members and required by regulators.

Special Requests – If you are seeking due diligence-related information about Alloya Corporate FCU and you do not see it, please place a request by clicking here.



Index – Click a link to jump to a category.

bulletOverview

bulletIncident Response Policy

bulletMember Information Policy

bulletRelationships

bulletAudit

bulletInsurance Coverage

bulletProduct and Service Fees

bulletSecurity

bulletBusiness Continuity

bulletLegal

bulletProviders

bulletSuccession Planning

bulletFinancial Information
   


Overview
spcerOrganization Chart
spcerSummary of Experience
spcer2012 Strategic Plan Digest - To request the full plan, click here.
spcerOwnership

Audit
bullet
Regarding the SSAE 16
Annual ACH Self-Audit Disclosure
indentionMichigan ACH Self-Audit 2012
indentionAll other markets
spcerView SimpliCD’s Report on Control Activities (Primary Financial)
spcerView product-specific SSAE 16 reports in the Help Section of Premier View  (login required)

Business Continuity
spcerBusiness Continuity Program Summary


Financial Information
spcerFinancial Statements 
To request a copy of Alloya's 2012 internal controls document, click here.

Incident Response Policy
spcerAlloya maintains incident response practices consistent with its Business Continuity Program.

Insurance Coverage
spcerDetails

Legal
spcerLegal Review, Legal Actions 

Member Information Policy
spcerPrivacy Policy  
spcerConfidentiality Agreement  
spcerPhoto Retrieval Policy  
spcerRetention and Destruction
spcerRegarding NCUA Rule Part 717, Subpart J (Identity Theft Red Flags)  

Product and Service Fees
spcerFee Schedule - Please contact your Senior Business Consultant.

Providers
View information by logging in to Premier View > Help > Audit-Due Diligence
CU Business Group - Due Diligence Package
Worknet - Audit Summary Letter


Relationships
spcerbulletReferences  - Available upon request.
spcerbulletExpertise of Staff
spcerBoard of Directors
spcerLeadership Team
spcerPlease contact your Senior Business Consultant for his or her bio or email solutions@alloyacorp.org.
spcerTo view bios of investment professionals at Balance Sheet Solutions, LLC (wholly owned by Alloya), click here.
spcerbulletHuman Resource Policies
Conflict of Interest
Background Checks

Security
spcerThe Security Overview covers: 
spcerbulletData Security
spcerbulletPenetration Testing
spcerbulletBuilding Access/Security
spcerRegarding Reg GG

Succession Planning
spcerSuccession Planning Process  
spcerSuccession Planning Guide